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121	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 26, 2015 INVESTMENT COMPANY ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-26 09:54:01 Financial system Financial services Security Stock market Broker-dealer Registered Investment Advisor Securities Exchange Act U.S. Securities and Exchange Commission Registered representative United States securities law Financial economics Finance
122	THE SECURITIES INDUSTRY REGULATIONS, 2000 ARRANGEMENT OF REGULATIONS PART I PRELIMINARY Add to Reading List Source URL: www.lexbahamas.com Language: English - Date: 2009-02-17 20:04:32 Business United States securities law Financial services SEC filings Broker-dealer Prospectus Security Investment Advisor Financial adviser Financial economics Stock market Finance
123	Contents Securities Market in[removed]Overview) 1 Securities Industry Add to Reading List Source URL: www.jsda.or.jp Language: English - Date: 2013-03-05 08:16:53 Securities United States securities law Security Stock market Daiwa Securities Group Securities market Japanese financial system Broker-dealer Financial economics Finance Financial system
124	Using ASX BOOKBUILD for an IPO Broker Bidding Guide ABC ASX BookBuild: AGREE. BID. COMPLETE. Add to Reading List Source URL: www.onmarketbookbuilds.com Language: English - Date: 2014-10-09 02:15:43 Finance Stock market Australian Securities Exchange Economy of New South Wales Book building Warrant Investment banking Contract for difference Financial economics Economy of Australia Corporate finance
125	About Burrell Stockbroking & Superannuation THE CLIENT SERVICE DIFFERENCE We are a longstanding Queensland company providing full stockbroking, wealth management, superannuation and advisory services to private clients, Add to Reading List Source URL: www.burrell.com.au Language: English - Date: 2013-09-05 20:50:24 Finance Wealth management Business Stock broker Financial services Stock market Financial economics
126	Application for Change in Member Affiliation of sub broker (kindly read the instructions before filling the application) Date: _____________ Add to Reading List Source URL: www.nseindia.com Language: English - Date: 2012-09-14 06:55:55 Investment Securities and Exchange Board of India Occupations Stock broker Stock market STAMP Short Net capital rule Saurashtra Kutch Stock Exchange Financial markets Financial economics Finance
127	(on Letter head of Trading Member) Undertaking to be submitted in case of Sub broker Cancellation and Authorised Person Appointment Add to Reading List Source URL: www.nseindia.com Language: English - Date: 2012-03-14 07:33:36 Investment Economics Corporate finance Stock Futures contract Financial economics Equity securities Stock market
128	Application for cancellation of sub broker registration (kindly read the instructions before filling the application) To, Membership Department Add to Reading List Source URL: www.nseindia.com Language: English - Date: 2013-07-09 02:44:41 Financial economics Government of India Stock broker STAMP Securities and Exchange Board of India Act Securities and Exchange Board of India Economy of India Stock market
129	SECURITIES COMMISSION OF THE BAHAMAS PUBLIC NOTICE No. 21 of[removed]December 2011 Add to Reading List Source URL: www.scb.gov.bs Language: English - Date: 2011-12-27 11:43:58 Business United States securities law Investment Occupations Investment Advisor Financial adviser Stock broker Broker-dealer Registered Investment Advisor Financial economics Finance Financial services
130	-----Original Message----From: Wilson Lam [mailto:[removed]] Sent: Thursday, December 18, 2003 2:51 PM To: scp Subject: Comment on the paper Dear Sir, With reference to the consultation paper, I have the f Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2010-02-27 01:25:58 Mailto X Window System Stock broker Software Email Computing

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